About the Role
Lead regulatory reporting execution and controls remediation across multi-asset Market Operations, driving accuracy, risk reduction, and process efficiency.
Responsibilities
- Ensure compliance with regulatory requirements by validating deal bookings against risk management systems and actual reporting.
- Review unissued and unexecuted documentation, escalating risks to appropriate stakeholders.
- Identify incorrect booking practices and educate Middle Office on downstream impacts.
- Build strong working relationships with Middle Office, Front Office, and internal counterparts for issue resolution.
- Investigate issues end-to-end and resolve them within defined business standards and timelines.
- Prepare weekly MIS and monthly control packs for senior management, highlighting key metrics and risks.
- Participate in testing and change delivery for system enhancements, project implementations, and new business initiatives.
- Oversee daily regulatory reporting, controls execution, and remediation activities.
- Support process improvement initiatives to reduce operational and regulatory risk.
Requirements
- Strong controls mindset with demonstrated ownership and partnership behaviors.
- Strong communication skills across operational and trading stakeholders.
- Solid understanding of trade lifecycles across Markets products.
- Ability to work effectively in a fast-paced, high-complexity environment with changing priorities.
Preferred Qualifications
- Prior experience in MiFID regulatory reporting.
- Fixed Income product knowledge with exposure to Credit Derivatives.
- Experience producing MIS and control packs, including trend and spike analysis.
- Experience identifying control gaps and implementing process improvements in a regulated operations environment.
About the Team
The Commercial & Investment Bank provides banking, markets, securities services and payments solutions to corporations, governments and institutions in more than 100 countries.
